Below you will find a link (click View the Current Statement) to the unaudited Statement of Financial Condition for ING DIRECT Investing, Inc., (the "Company"), formerly known as ShareBuilder Securities Corporation, as of June 30, 2011. The Statement of Financial Condition is furnished to customers on a semi-annual basis in accordance with the requirements of the U.S. Securities and Exchange Commission (SEC).
The Company is a member in good standing of the Financial Industry Regulatory Authority (the FINRA) (formerly known as the National Association of Securities Dealers) and Securities Investor Protection Corporation (SIPC). Customer accounts are secured up to $500,000 (limited to $250,000 for cash) by SIPC.
A COPY OF THE COMPANY'S MOST RECENT COMPLETE AUDITED FINANCIAL STATEMENTS PURSUANT TO SEC RULE 17A-5, IS AVAILABLE FOR EXAMINATION AT THE COMPANY'S MAIN OFFICE IN SEATTLE, WASHINGTON AND AT THE SECURITIES AND EXCHANGE COMMISSION OFFICE IN SAN FRANCISCO, CALIFORNIA.
If you have any questions with regard to this Statement of Financial Condition or your account, please email our Customer Service team at customercare@sharebuilder.com or call 1-800-747-2537 between the hours of 8 AM to 9 PM ET, Monday through Friday.
Below you will find a link (click View the Previous Statement) to the audited Statement of Financial Condition for ShareBuilder Securities Corporation (the "Company") as of December 31, 2010. The Statement of Financial Condition is furnished to customers on a semi-annual basis in accordance with the requirements of the U.S. Securities and Exchange Commission (SEC).
The Company is a member in good standing of the Financial Industry Regulatory Authority (FINRA formerly known as the National Association of Securities Dealers) and Securities Investor Protection Corporation (SIPC). Customer accounts are secured up to $500,000 (limited to $250,000 for cash) by SIPC.
A COPY OF THE COMPANY'S MOST RECENT COMPLETE AUDITED FINANCIAL STATEMENTS PURSUANT TO SEC RULE 17A-5, IS AVAILABLE FOR EXAMINATION AT THE COMPANY'S MAIN OFFICE IN SEATTLE, WASHINGTON AND AT THE SECURITIES AND EXCHANGE COMMISSION OFFICE IN SAN FRANCISCO, CALIFORNIA.
If you have any questions with regard to this Statement of Financial Condition or your account, please email our Customer Service team at customercare@sharebuilder.com or call 1-800-747-2537 between the hours of 8 AM to 9 PM ET, Monday through Friday.
